News: SEC Democrat Signals Quick Action On Advertising Rule

21 hours ago - FINalternatives

Former Securities and Exchange Commission Interim Chairman Elisse Walter has changed her tune—to a degree—on hedge fund advertising. read more

Blog: SEC Democrat Signals Quick Action On Advertising Rule

FINalternatives 21 hours ago

News: Book-to-Market Equity, Financial Leverage, and the Cross-Section of Stock Returns

41 days ago - Review of Financial Studies - recent issues

I propose a new dynamic model of the firm that links operating leverage to both value premium and book-leverage premium in stock returns. Value firms are low-productivity firm...

News: Richard G. Ketchum, FINRA Chairman And Chief Executive Officer, FINRA Annual Conference, Washington, DC, Tuesday, May 21, 2013 - Addressing The Crisis Of Confidence In The Markets

23 hours ago - News Articles

Thank you Cathy [Mattax] for that introduction. It's good to be back with you again today. The financial services industry has weathered many challenges in the last few years&...

News: SEC Charges Chicago-Area Father and Son Conducted Cherry-Picking Scheme at Investment Firm

6 days ago - SEC.gov Updates: Press Releases

FOR IMMEDIATE RELEASE2013-90 Washington, D.C., May 16, 2013 — The Securities and Exchange Commission today charged a father and son and their Chicago-area invest...

Blog: Book-to-Market Equity, Financial Leverage, and the Cross-Section of Stock Returns

The Review of Financial Studies 41 days ago