Thu, 02 Feb 2012 23:27:20 GMT - FinanceProfessor.com
Senate OK’s bill barring Congress from insider trading - Nation - The Boston Globe:Remember the 60 Minute Piece that exposed insider trading? It seems it is having a desired effect. "The Senate overwhelmingly passed legislation yesterday to explicitly prohibit members of Congress and their staffs from financially profiting from insider information, a rare bipartisan effort that is expected to be
Dear ladies and gentlemen, It is a great pleasure to be here with you at the European Financial Congress in Sopot. It would have been nice to visit Poland two weeks from now...
Goals We need to make our rules more black and white. We can foster cost-effective compliance by clearly articulating the purpose and desired effect of our regulatory require...
The Securities and Exchange Commission today charged a former executive at Yahoo! Inc. and a former mutual fund manager at a subsidiary of Ameriprise Financial Inc. with insid...
8 hours ago - PR Newswire: Banking & Financial Services
CALGARY, May 25, 2012 /CNW/ - The Alberta Securities Commission (ASC) has concluded a settlement with DeWinton, Alberta resident Edward Twanow regarding allegations of illeg...
