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Short Description: FrontLine Compliance provides customized compliance services to the investment industry. We specialize in regulatory compliance consulting for investment advisers, broker-dealers, hedge funds, private equity firms, investment companies and insurance company affiliates. Our services are primarily offered to middle market institutional buy-side and sell-side firms in equities, fixed-income and alternatives. We partner with our clients to create value-added services and provide solutions designed to fit your business needs.
City: Leesburg
Country: US
Website: http://www.frontlinecompliance.com
Contact E-mail: info@frontlinecompliance.com
Joined: April 25th, 2012
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(395 days ago)
FrontLine Compliance, LLC updated their profile icon
FrontLine Compliance, LLC has joined MoneyScience (396 days ago)
About:
FrontLine Compliance, LLC is a regulatory compliance consulting firm of former high-level regulatory insiders offering customized services to investment advisers, broker-dealers, hedge funds, private equity firms, investment companies and insurance company affiliates. Staffed by former SEC and FINRA regulators, and chief compliance officers, FrontLine Compliance provides the kind of industry knowledge, experience and expertise on regulatory issues only available from well-seasoned insiders. For more information about the consulting firm, please visit www.frontlinecompliance.com.
