Matthew Reilly

FrontLine Compliance, LLC

Capital Management Services Group

The Complete Guide to Portfolio Construction and Management

Wiley Finance Books

Journal of Investment Compliance

Emerald Group Publishing Limited

News: Five key issues for the future of development

3 days ago - Forum:Blog

Debates are raging on what should replace the Millennium Development Goals (MDGs) after 2015 and the future of development in general. Adding their voices to the debate, 35 Wo...

News: SEC Charges Revlon With Misleading Shareholders In Going Private Transaction

7 days ago - News Articles

The Securities and Exchange Commission today charged cosmetics and beauty care manufacturer Revlon with violating federal securities laws when the company misled shareholders ...

News: SEC Charges Revlon with Misleading Shareholders in Going Private Transaction

7 days ago - SEC.gov Updates: Press Releases

FOR IMMEDIATE RELEASE2013-110 Washington, D.C., June 13, 2013 — The Securities and Exchange Commission today charged cosmetics and beauty care manufacturer Revlo...

News: HKEx: Appointment Of Listing Committee Members

27 days ago - News Articles

The Stock Exchange of Hong Kong Limited (the Exchange), a wholly-owned subsidiary of Hong Kong Exchanges and Clearing Limited (HKEx), announces the appointment of members to t...

News: Remarks At 12th European Corporate Governance & Company Law Conference By SEC Commissioner Daniel M. Gallagher

34 days ago - News Articles

Thank you Danny [McCoy] for your very kind introduction.  I am delighted to be able to participate in this conference, and especially proud as an Irish-American that it i...

News: SEC Names Andrew Bowden As Director Of National Exam Program

49 days ago - News Articles

The Securities and Exchange Commission today announced that Andrew J. Bowden has been named Director of the agency's Office of Compliance Inspections and Examinations (OCIE) a...

News: SEC Names Andrew Bowden as Director of National Exam Program

49 days ago - SEC.gov Updates: Press Releases

FOR IMMEDIATE RELEASE2013-81 Washington, D.C., May 2, 2013 — The Securities and Exchange Commission today announced that Andrew J. Bowden has been named Director of ...

News: SEC Charges Gatekeepers Of Two Mutual Fund Trusts For Inaccurate Disclosures About Decisions On Behalf Of Shareholders

49 days ago - News Articles

The Securities and Exchange Commission today charged the gatekeepers of a pair of mutual fund trusts with causing untrue or misleading disclosures about the factors they consi...

News: SEC Charges Gatekeepers of Two Mutual Fund Trusts for Inaccurate Disclosures About Decisions On Behalf of Shareholders

49 days ago - SEC.gov Updates: Press Releases

FOR IMMEDIATE RELEASE2013-78 Washington, D.C., May 2, 2013 — The Securities and Exchange Commission today charged the gatekeepers of a pair of mutual fund trusts...

News: Professionalism and investment advisers

55 days ago - Emerald | Journal of Investment Compliance | Table of Contents

AbstractPurpose – The purpose of this paper is to introduce the concept of professionalism into the current discussion of the proper scope of regulation of investment advise...