'commodity exchange act' related content
Editorial content matching 'commodity exchange act'
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213 days ago - News Articles
The U.S. Commodity Futures Trading Commission (CFTC) today issued an order filing and settling charges that Morgan Stanley Smith Barney LLC (the respondent), a futures commiss...
217 days ago - News Articles
The U.S. Commodity Futures Trading Commission (CFTC) today filed a civil enforcement action against David M. Nunn, a Vermont resident and former floor broker of ICE Futures U....
219 days ago - News Articles
The Commodity Futures Trading Commission (CFTC) today approved a final rule that amends certain current regulations in order to implement aspects of the Dodd-Frank Wall Street...
224 days ago - News Articles
The Commodity Futures Trading Commission’s (CFTC) Division of Swap Dealer and Intermediary Oversight today issued interpretative guidance letters to equity real estate...
225 days ago - News Articles
The U.S. Commodity Futures Trading Commission (CFTC) today announced the Farr Financial Inc. (Farr) of San Jose, Calif., agreed to pay a $280,000 civil monetary penalty to set...
231 days ago - News Articles
The U.S. Commodity Futures Trading Commission (CFTC) obtained a federal court consent order of permanent injunction requiring defendants GlobeFX Club, Inc. (GFC) and...
232 days ago - News Articles
On August 15, 2012, Singapore Exchange Derivatives Trading Limited (SGX) requested expedited Commodity Futures Trading Commission (CFTC) review of the SGX’s MSCI Indones...
234 days ago - News Articles
The U.S. Commodity Futures Trading Commission (CFTC) today announced that it obtained a federal court order requiring defendants Oscar Hernandez of Miami, Fla., and Midway Tra...
237 days ago - News Articles
The U.S. Commodity Futures Trading Commission (CFTC) today announced that it obtained a federal court order requiring Martin B. Rosenthal of Fort Lauderdale, Fla., to pay a ci...
238 days ago - News Articles
The U.S. Commodity Futures Trading Commission (CFTC) today announced that JP Morgan Chase Bank, N.A. (JPMCB) agreed to pay a $600,000 civil monetary penalty to settle CFTC cha...