News: CFTC: Federal Court In Florida Orders Defendants Philip Milton And Trade, LLC, And Four Relief Defendants To Pay Millions In Restitution, Disgorgement, And Civil Monetary Penalties For Operating A $28.4 Million Ponzi Scheme

2 days ago - News Articles

The U.S. Commodity Futures Trading Commission (CFTC) today announced that Judge Daniel Hurley of the U.S. District Court for the Southern District of Florida entered supplemen...

News: CFTC: Federal Court Orders Spencer Montgomery, Brian Reynolds, Arjent Capital Markets LLC, And Chicago Trading Managers LLC To Pay More Than $1.8 Million For Commodity Pool Fraud

2 days ago - News Articles

The U.S. Commodity Futures Trading Commission (CFTC) today announced that Judge Lewis A. Kaplan of the U.S. District Court for the Southern District of New York entered a cons...

News: Federal Court Orders Spencer Montgomery, Brian Reynolds, Arjent Capital Markets LLC, and Chicago Trading Managers LLC to Pay More than $1.8 Million for Commodity Pool Fraud

2 days ago - CFTC Newsroom Enforcement Press Releases

The U.S. Commodity Futures Trading Commission announced that Judge Lewis A. Kaplan of the U.S. District Court for the Southern District of New York entered a consent judgment ...

News: CFTC Charges Bostonian David Prescott With Forex Pool Fraud - Court Enters Order Freezing Defendant’s Assets And Protecting Books And Records

12 days ago - News Articles

The U.S. Commodity Futures Trading Commission (CFTC) today announced that on May 3, 2013, the Honorable C.N. Clevert, Jr. of the U.S. District Court for the Eastern District o...

News: Exemptions and no-action relief help funds navigate year-end CFTC registration requirements

22 days ago - Emerald | Journal of Investment Compliance | Table of Contents

AbstractPurpose – The alert endeavors to clarify the current state of play regarding the registration requirements for commodity pool operators (CPOs) and to discuss certain...

News: Exemptions and no-action relief help funds navigate year-end CFTC registration requirements

22 days ago - Emerald | Journal of Investment Compliance | Table of Contents

AbstractPurpose – The alert endeavors to clarify the current state of play regarding the registration requirements for commodity pool operators (CPOs) and to discuss certain...

News: CFTC: Federal Court Orders Wisconsin Resident Eric N. Schmickle And His Company, Q Wealth Management Inc., To Pay Over $5 Million In Restitution And A Civil Monetary Penalty For A Multi-Million Dollar Commodity Futures Fraud - In A Related Criminal Action, Schmickle Pleaded Guilty To Wire Fraud And Was Sentenced To 36 Months In Prison

25 days ago - News Articles

The U.S. Commodity Futures Trading Commission (CFTC) today announced that it obtained an Order requiring Defendants Eric N. Schmickle, of Cedarburg, Wisconsin, and his company...

News: CTAs Up In March

30 days ago - FINalternatives

Commodity trading advisers and hedge funds were broadly higher in March, according to agency broker and clearing firm Newedge Group. read more

Blog: CTAs Up In March

FINalternatives 30 days ago

News: Federal Court In California Orders National Equity Holdings, Inc. And Its Principal, Robert J. Cannone, To Pay Over $3.6 Million To Settle Fraud Charges In CFTC Action

33 days ago - News Articles

The U.S. Commodity Futures Trading Commission (CFTC) today announced that it obtained a federal court Order against Defendants National Equity Holdings, Inc. (National Equity)...