MoneyScience: 'consultant' related content (page 3)

The U.S. Commodity Futures Trading Commission (CFTC) today announced that it filed a Complaint against Tunney & Associates, P.C. (Tunney & Associates), an accounting f...

News: CFTC Orders The Linn Group, Inc., A Registered Futures Commission Merchant, To Pay $400,000 Civil Monetary Penalty For Customer Account Deficiencies And Supervision Failures - Firm Failed To Diligently Supervise Its Officers, Employees, And Agents And To Properly Handle, Monitor And Report Customer Funds

61 days ago - News Articles

The U.S. Commodity Futures Trading Commission (CFTC) today announced that it entered an Order requiring The Linn Group, Inc. (TLG), a Chicago-based Futures Commission Merchant...

News: Litigation Services Handbook: The Role of the Financial Expert, 2013 Supplement, 5th Edition

61 days ago - Wiley: All New Business & Economics Titles

In the last 20 years, the need for a financial expert to act as a witness and consultant to litigating attorneys has grown even more than litigation itself.&nbs...

News: The Profitable Consultant: Starting, Growing, and Selling Your Expertise

67 days ago - Wiley: All New Business & Economics Titles

Praise for The Profitable Consultant"The Profitable Consultant takes a hard—sometimes brutal—look at the logic behind how consultants have historicall...

News: Hedge Fund Tipster Seeks Freedom With Insider-Trading Appeal

68 days ago - FINalternatives

Former expert-network consultant Winifred Jiau asked a federal appeals court to toss her 2011 conviction on insider-trading charges, for which she is serving a four-year priso...

FINalternatives

Blog: Hedge Fund Tipster Seeks Freedom With Insider-Trading Appeal

FINalternatives 68 days ago

News: Richard M. Ashton, Federal Reserve Deputy General Counsel - Independent Consultants - Before The Subcommittee On Financial Institutions And Consumer Protection, Committee On Banking, Housing, And Urban Affairs, U.S. Senate, Washington, D.C.

69 days ago - News Articles

Chairman Brown, Ranking Member Toomey, and members of the subcommittee, thank you for the opportunity to testify regarding the required use of third-party consulting firms (co...

News: A Few Observations In The Private Fund Space By David W. Blass, Chief Counsel, Division Of Trading And Markets, U.S. Securities And Exchange Commission - American Bar Association, Trading And Markets Subcommittee, Washington, D.C., April 5, 2013

74 days ago - News Articles

The Securities and Exchange Commission, as a matter of policy, disclaims responsibility for any private publication or statement by any of its employees. The views expressed...

News: The Fifth Clearing & Settlement Plenary Meeting

77 days ago - The Financial Services Club's Blog

We had our fifth plenary meeting of the Clearing & Settlement Working Group (CAS-WG) in March. The meeting covered all the latest issues, news and views, and was kicked of...