News: SEC Charges Rengan Rajaratnam With Insider Trading

90 days ago - News Articles

The Securities and Exchange Commission today charged Rajarengan “Rengan” Rajaratnam for his role in the massive insider trading scheme spearheaded by his older b...

News: SEC Charges Rengan Rajaratnam with Insider Trading

90 days ago - SEC.gov Updates: Press Releases

FOR IMMEDIATE RELEASE 2013-45 Washington, D.C., March 21, 2013 — The Securities and Exchange Commission today charged Rajarengan “Rengan” Rajaratnam for his ...

News: CFTC: Federal Court Orders Oregon-based System Capital, LLC And Its President Joshua Wallace To Pay $840,000 For Solicitation Fraud And Making False Statements To The National Futures Association - In A Related Criminal Action, Wallace Pled Guilty To Criminal Commodities Fraud

91 days ago - News Articles

The U.S. Commodity Futures Trading Commission (CFTC) today announced that Judge Katherine B. Forrest of the U.S. District Court for the Southern District of New York entered a...

News: CFTC: Federal Court Imposes More Than $57 Million In Sanctions Against Two Mexican Companies, MXBK Group S.A. De C.V. And MBFX S.A., For Defrauding Their U.S. Foreign Currency (Forex) Customers

92 days ago - News Articles

The U.S. Commodity Futures Trading Commission (CFTC) today announced that it obtained a federal court judgment against two Mexican companies, MXBK Group S.A. de C.V. (MXB...

News: SEC: CR Intrinsic Agrees To Pay More than $600 Million In Largest-Ever Settlement For Insider Trading Case

96 days ago - News Articles

The Securities and Exchange Commission today announced that Stamford, Conn.-based hedge fund advisory firm CR Intrinsic Investors has agreed to pay more than $600 million to s...

News: SEC Charges Hedge Fund Firm Sigma Capital With Insider Trading

96 days ago - News Articles

The Securities and Exchange Commission today announced that New York-based hedge fund advisory firm Sigma Capital Management has agreed to pay nearly $14 million to settle c...

News: SEC Charges Hedge Fund Firm Sigma Capital with Insider Trading

97 days ago - SEC.gov Updates: Press Releases

FOR IMMEDIATE RELEASE 2013-42 Washington, D.C., March 15, 2013 — The Securities and Exchange Commission today announced that New York-based hedge fund advisory firm Sigm...

News: CR Intrinsic Agrees to Pay More than $600 Million in Largest-Ever Settlement for Insider Trading Case

97 days ago - SEC.gov Updates: Press Releases

FOR IMMEDIATE RELEASE 2013-41 Washington, D.C., March 15, 2013 — The Securities and Exchange Commission today announced that Stamford, Conn.-based hedge fund advisory fi...

News: ADEX Monthly Statistical Bulletin - February 2013

98 days ago - News Articles

Please click here to download  ADEX monthly statistical bulletin for February 2013.    

Blog: FBI Teams Up With SEC to Tackle Market Manipulation

High Frequency Trading Review 103 days ago