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Derivatives and Internal Models 4th edition

Palgrave Macmillan

Crisis: Cause, Containment and Cure

Palgrave Macmillan

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News: SEC Proposes New Rule to Prevent Fraud in Connection with Security-Based Swaps

634 days ago - SEC.gov Updates: Press Releases

The Securities and Exchange Commission today voted unanimously to propose a new rule to help prevent fraud, manipulation, and deception in connection with security-based swaps...

News: SEC Publishes Request for Comment on President's Working Group Report on Money Market Fund Reform Options

634 days ago - SEC.gov Updates: Press Releases

The Securities and Exchange Commission today published a request for public comment on the options discussed in the President's Working Group on Financial Markets report on po...

News: SEC Adopts New Rule Preventing Unfiltered Market Access

634 days ago - SEC.gov Updates: Press Releases

The Securities and Exchange Commission today voted unanimously to adopt a new rule to require brokers and dealers to have risk controls in place before providing their custome...

News: SEC Charges Medical Researcher With Tipping Inside Information About Clinical Trial

634 days ago - SEC.gov Updates: Press Releases

The Securities and Exchange Commission today charged a French medical doctor and researcher with breaking securities laws by tipping a hedge fund manager with confidential inf...

News: SEC Halts Offering Fraud by Chicago-Based Firms

634 days ago - SEC.gov Updates: Press Releases

The Securities and Exchange Commission today obtained an emergency court order freezing the assets of two Chicago-based financial firms that were conducting a fraudulent offer...

News: SEC Staff Publishes Progress Report on Work Plan for Global Accounting Standards

634 days ago - SEC.gov Updates: Press Releases

The Securities and Exchange Commission's Office of the Chief Accountant and Division of Corporation Finance today published their first progress report on the Work Plan relate...

News: Joint CFTC-SEC Advisory Committee on Emerging Regulatory Issues to Meet November 5

634 days ago - SEC.gov Updates: Press Releases

The Securities and Exchange Commission and the Commodity Futures Trading Commission (CFTC) will hold a public meeting of the Joint CFTC-SEC Advisory Committee on Emerging Regu...

News: SEC Charges Massachusetts-Based Forex Traders and Their Firm With Fraud

634 days ago - SEC.gov Updates: Press Releases

The Securities and Exchange Commission today charged two foreign currency traders and their Boston-based company with operating a fraudulent scheme in which they sent investor...

News: Former San Diego Officials Agree to Pay Financial Penalties in Municipal Bond Fraud Case

634 days ago - SEC.gov Updates: Press Releases

The Securities and Exchange Commission today announced that four former San Diego officials have agreed to pay financial penalties for their roles in misleading investors in m...

News: SEC, FINRA Announce 2011 National Seminar for Broker-Dealer CCOs

634 days ago - SEC.gov Updates: Press Releases

The Securities and Exchange Commission and Financial Industry Regulatory Authority (FINRA) today announced that the annual CCOutreach BD National Seminar will be held on Feb. ...