News: SEC Charges Chicago-Area Father And Son Conducted Cherry-Picking Scheme At Investment Firm

2 days ago - News Articles

The Securities and Exchange Commission today charged a father and son and their Chicago-area investment advisory firm with defrauding clients through a cherry-picking scheme t...

News: SEC Charges Chicago-Area Father and Son Conducted Cherry-Picking Scheme at Investment Firm

2 days ago - SEC.gov Updates: Press Releases

FOR IMMEDIATE RELEASE2013-90 Washington, D.C., May 16, 2013 — The Securities and Exchange Commission today charged a father and son and their Chicago-area invest...

News: Federal Court in Florida Orders Defendants Philip Milton and Trade, LLC, and Four Relief Defendants to Pay Millions in Restitution, Disgorgement, and Civil Monetary Penalties for Operating a $28.4 Million Ponzi Scheme

2 days ago - CFTC Newsroom Enforcement Press Releases

The U.S. Commodity Futures Trading Commission announced that Judge Daniel Hurley of the U.S. District Court for the Southern District of Florida entered supplemental consent O...

News: SEC Hedge Fund Enforcement Chief Out

8 days ago - FINalternatives

The Securities and Exchange Commission's point-man on hedge fund enforcement is leaving the regulator. read more

Blog: SEC Hedge Fund Enforcement Chief Out

FINalternatives 8 days ago

News: SEC Seeks to Halt Scheme Raising Investor Funds Under Guise of Jobs Act

23 days ago - SEC.gov Updates: Press Releases

FOR IMMEDIATE RELEASE2013-73 Washington, D.C., April 25, 2013 — The Securities and Exchange Commission today announced fraud charges against a Spokane Valley, Wash., com...

Blog: Wiley Finance: How did #Madoff present himself as trustworthy? http://t.co/ADy5HonGqM

Wiley Finance Books 24 days ago

News: Highland Seeks Dismissal Of Investor Lawsuit

24 days ago - FINalternatives

Highland Capital Management poured scorn on a lawsuit against it filed by investors in a collapsed hedge fund, calling the litigation sour grapes. read more

Blog: Highland Seeks Dismissal Of Investor Lawsuit

FINalternatives 24 days ago

News: Madoff Trustee Can't Stop Feeder Fund Settlement

32 days ago - FINalternatives

A federal judge slapped down the court-appointed trustee in the Bernard Madoff case, blocking his bid to stop a settlement between New York State and a major Madoff feeder fun...