'mutual fund' related content
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6 days ago - FINalternatives
Morgan Stanley's fund of funds unit, Alternative Investment Partners, has launched its first mutual fund, incorporating a range of alternative strategies. read more ...
10 days ago - SEC.gov Updates: Press Releases
FOR IMMEDIATE RELEASE2013-85 Washington, D.C., May 9, 2013 — The Securities and Exchange Commission today announced that Bruce Karpati, chief of the Enforcement ...
17 days ago - News Articles
The Securities and Exchange Commission today charged the gatekeepers of a pair of mutual fund trusts with causing untrue or misleading disclosures about the factors they consi...
17 days ago - SEC.gov Updates: Press Releases
FOR IMMEDIATE RELEASE2013-78 Washington, D.C., May 2, 2013 — The Securities and Exchange Commission today charged the gatekeepers of a pair of mutual fund trusts...
19 days ago - FINalternatives
Hedge and mutual fund manager DoubleLine Capital has raised $2.3 billion for a new bond fund, one of the largest initial public offerings ever for a closed-end fund. read more...
23 days ago - Emerald | Journal of Investment Compliance | Table of Contents
AbstractPurpose – The purpose of this paper is to explain the meaning and impact of the US Securities and Exchange Commission's (SEC) December 10, 2012 enforcement action ag...
23 days ago - Emerald | Journal of Investment Compliance | Table of Contents
AbstractPurpose – The purpose of this paper is to explain the meaning and impact of the US Securities and Exchange Commission's (SEC) December 10, 2012 enforcement action ag...