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News: "Law And Order" - Speech Of CFTC Commissioner Bart Chilton At The Futures Industry Association Customer Protection Roundtable, Boca Raton, FL

97 days ago - News Articles

Thanks for the invitation to be here today to talk about a subject that all of us in the futures world ought to have clearly on our radar. The collapse of MF Global and Pereg...

News: MF Global Trustees And Administrators Announce Agreements - MF Global Inc., MF Global UK Ltd. And MF Global Holdings Ltd. Reach Agreements To Resolve All Claims Among The Estates

178 days ago - News Articles

James W. Giddens, Trustee for the Securities Investor Protection Act (SIPA) liquidation of MF Global Inc. (MFGI), and Richard Heis, a Joint Administrator of MF Global UK Ltd. ...

News: Thailand Futures Exchange To Establish Investor Protection Fund

216 days ago - News Articles

The Thailand Futures Exchange PCL (TFEX), under The Stock Exchange of Thailand (SET) group, joins hands with 33 brokers members to set up a Derivatives Investor Protection Fun...

News: New York Attorney General Schneiderman Obtains $210 Million Settlement With IVY Asset Management In Connection With Madoff Ponzi Scheme - Defrauded Madoff Investors To Recoup Nearly All Of Their Investments - Schneiderman: This Settlement Is A Victory For Justice & Accountability For Many Victims Of Madoff’s Ponzi Scheme

217 days ago - News Articles

Attorney General Eric T. Schneiderman today announced a settlement of over $210 million with the Ivy Asset Management, LLC, a Bank of New York Mellon subsidiary that advised c...

News: New York Attorney General Schneiderman Obtains $410 Million Settlement With J. Ezra Merkin In Connection With Madoff Ponzi Scheme - Madoff Middleman Will Return Hundreds Of Millions Of Dollars To Investors And Charities - Schneiderman: This Settlement Is A Victory For Justice & Accountability For Many Victims Of Madoff’s Ponzi Scheme

358 days ago - News Articles

In one of the largest agreements of its kind, Attorney General Eric T. Schneiderman today announced he secured a $410 million settlement with J. Ezra Merkin, who controlled fo...

News: Three New Board Members To Join Securities Investor Protection Corporation

361 days ago - PR Newswire: Banking & Financial Services

WASHINGTON, June 22, 2012 /PRNewswire-USNewswire/ -- Two individuals nominated by President Barack Obama and confirmed by the U.S. Senate and a new representative from th...

News: Merriman Capital Initiates Coverage on Quantum Fuel Systems Technologies Worldwide

370 days ago - PR Newswire Bond-Stock Ratings News

SAN FRANCISCO, June 13, 2012 /PRNewswire/ -- Merriman Capital, Inc., a wholly owned subsidiary of Merriman Holdings, Inc. (OTCQX: MERR), initiated equity research coverage on ...

News: Merriman Capital Initiates Coverage On Omnitek Engineering

412 days ago - PR Newswire Bond-Stock Ratings News

SAN FRANCISCO, May 2, 2012 /PRNewswire/ -- Merriman Capital, Inc., a wholly owned subsidiary of Merriman Holdings, Inc. (OTCQX: MERR), initiated equity research coverage on Om...

News: Testimony On “SEC Oversight” By Chairman Mary L. Schapiro U.S. Securities And Exchange Commission - Before The Capital Markets And Government Sponsored Enterprises Subcommittee And Financial Institution And Consumer Credit Subcommittee Of The U.S. House Of Representatives Committee On Financial Services

419 days ago - News Articles

Chairman Garrett, Ranking Member Waters and members of the Subcommittee: I appreciate the opportunity to testify regarding the recent activities of U.S. Securities and Excha...

News: Testimony Before The United States Senate Committee On Banking, Housing, And Urban Affairs, By CFTC Commissioner Jill E. Sommers

420 days ago - News Articles

Good morning Chairman Johnson, Ranking Member Shelby, and members of the Committee. Thank you for inviting me today to discuss the collapse of MF Global, lessons learned, and ...