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3 days ago - News Articles
Let me start by congratulating the graduates and their parents. The word "graduate" comes from the Latin word for "step." Graduation from college is only one step on a journey...
36 days ago - News Articles
Good morning. Thank you for inviting me to deliver the opening remarks of today’s North American Securities Administrators Association (“NASAA”) and the U.S....
63 days ago - News Articles
The Securities Industry Dispute Resolution Centre (SIDREC) is pleased to announce the appointment of Sujatha Sekhar Naik as its new CEO, with effect from 18 March 2013. Sujath...
64 days ago - News Articles
The Securities and Exchange Commission today announced charges against a financier masquerading as a sophisticated fund manager who defrauded investors seeking to acquire high...
64 days ago - SEC.gov Updates: Press Releases
FOR IMMEDIATE RELEASE 2013-44 Washington, D.C., March 19, 2013 — The Securities and Exchange Commission today announced charges against a financier masquerading as a sop...
82 days ago - News Articles
The U.S. Commodity Futures Trading Commission (CFTC) today announced that Judge J. Michelle Childs of the U.S. District Court for the District of South Carolina issued an Orde...
82 days ago - CFTC Newsroom Enforcement Press Releases
The CFTC today announced that Judge J. Michelle Childs of the U.S. District Court for the District of South Carolina issued an Order requiring Defendant Ronnie Gene Wilson to ...
84 days ago - News Articles
Ms Au Foong Yee, Managing Director, The EdgeMr Alexander Looijen, Business Manager Lipper – Asia ex Japan, Thomson ReutersEn Azam Aris, Senior Managing Editor, The EdgeM...