MoneyScience: 'susan gradman' related content

The U.S. Commodity Futures Trading Commission (CFTC) today announced that it filed a Complaint against Tunney & Associates, P.C. (Tunney & Associates), an accounting f...

News: CFTC Orders The Linn Group, Inc., A Registered Futures Commission Merchant, To Pay $400,000 Civil Monetary Penalty For Customer Account Deficiencies And Supervision Failures - Firm Failed To Diligently Supervise Its Officers, Employees, And Agents And To Properly Handle, Monitor And Report Customer Funds

30 days ago - News Articles

The U.S. Commodity Futures Trading Commission (CFTC) today announced that it entered an Order requiring The Linn Group, Inc. (TLG), a Chicago-based Futures Commission Merchant...

News: CFTC Orders Florida-Based Forex Global Solutions Inc., Forex Global Solutions Ltd., Barry Sendach, And Joshua Kershner To Pay $750,000 For Foreign Currency (Forex) Fraud And Violating CFTC Registration Requirements

39 days ago - News Articles

The U.S. Commodity Futures Trading Commission (CFTC) today issued an Order filing and settling charges against Barry Sendach of Boca Raton, Fla., Joshua Kershne...

News: CFTC Orders Connecticut-based Interactive Brokers LLC, A Registered Futures Commission Merchant, To Pay A $225,000 Civil Monetary Penalty - Firm Failed To Supervise Its Employees, Failed To Maintain Sufficient U.S. Dollars In Customer Segregated Accounts, And Failed To Compute On A Currency-By-Currency Basis The Amount Of Customer Funds On Deposit And Required To Be On Deposit In Segregated Accounts

39 days ago - News Articles

The U.S. Commodity Futures Trading Commission (CFTC) today issued an Order requiring Interactive Brokers LLC (IB) of Greenwich, Conn., to pay a $225,000 civil monetary penalty...

News: CFTC: Federal Court In California Orders Victor Yu And His Company To Pay Over $3.2 Million In Foreign Currency Fraud Action

52 days ago - News Articles

The U.S. Commodity Futures Trading Commission (CFTC) today announced that it obtained a federal court Order requiring Defendants Victor Yu of San Jose, Calif., and his company...

News: Federal Court Orders Colorado Man Nicholas Trimble And His Two Companies, Capstone FX Quantitative Analysis, Inc. And Beekeepers Fund Capital Management, LLC, To Pay More Than $3.5 Million In Foreign Currency Fraud Action

65 days ago - News Articles

The U.S. Commodity Futures Trading Commission (CFTC) announced today that it obtained federal court orders for more than $3.5 million in restitution and civil monetary penalti...

News: CFTC: Federal Court In Florida Enters Preliminary Injunction Order Against Hunter Wise Commodities, LLC, Lloyds Commodities, LLC, And 18 Other Defendants In Connection With Operating A Multi-Million Dollar Fraudulent Precious Metals Scheme - Finding That New Dodd-Frank Anti-Fraud Authority Applies, Court Freezes Defendants’ Assets And Appoints Special Corporate Monitor For Corporate Defendants

80 days ago - News Articles

The U.S. Commodity Futures Trading Commission (CFTC) today announced that the Honorable Donald M. Middlebrooks of the U.S. District Court for the Southern District of Florida ...

News: CFTC: Federal Court In Massachusetts Imposes $600,000 Penalty On Jeffrey Liskov And His Company, EagleEye Asset Management, For Committing A $3 Million Forex Fraud - Defendants Are Permanently Banned From Futures Industry

82 days ago - News Articles

The U.S. Commodity Futures Trading Commission (CFTC) today announced that Judge Joseph L. Tauro of the U.S. District Court for the District of Massachusetts issued an Order re...

News: CFTC Charges Hunter Wise Commodities, Lloyds Commodities, C.D. Hopkins Financial, United States Capital Trust, Newbridge Alliance, Blackstone Metals Group, And Their Principals In Multi-Million Dollar Fraudulent Precious Metals Scheme - CFTC Alleges That Defendants Conducted Illegal, Off-Exchange Commodity Transactions, And Deceived Customers In Connection With Financed Transactions In Precious Metals

164 days ago - News Articles

The U.S. Commodity Futures Trading Commission (CFTC) today announced that on December 5, 2012, it filed a civil injunctive enforcement action in the U.S. District Court for th...

News: CFTC Orders Infinity Futures LLC, An Introducing Broker, To Pay $340,000 fFr Supervision Violations

239 days ago - News Articles

The U.S. Commodity Futures Trading Commission (CFTC) today issued an order filing and settling charges against Infinity Futures LLC (Infinity), a Chicago-based registered Intr...

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