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News: Sorted Weekly Tweets

yesterday - The Aleph Blog

US Economics For all the debt, there’s a shortage of bonds stks.co/cUj1 There isn’t a shortage of bonds, but of yield w/reasonable safety $$FED Very Low Inf...

News: Remarks At 12th European Corporate Governance & Company Law Conference By SEC Commissioner Daniel M. Gallagher

2 days ago - News Articles

Thank you Danny [McCoy] for your very kind introduction.  I am delighted to be able to participate in this conference, and especially proud as an Irish-American that it i...

News: Cross-Border at the Crossroads: The SEC’s “Middle Ground” by John Ramsay, Acting Director, Division of Trading and Markets, U.S. Securities and Exchange Commission

2 days ago - News Articles

Introduction Thank you for inviting me to join you here today. Before I launch into my remarks, I need to note that, as a matter of policy, the SEC disclaims responsibility fo...

News: SEC Charges Chicago-Area Father And Son Conducted Cherry-Picking Scheme At Investment Firm

3 days ago - News Articles

The Securities and Exchange Commission today charged a father and son and their Chicago-area investment advisory firm with defrauding clients through a cherry-picking scheme t...

News: SEC Charges Chicago-Area Father and Son Conducted Cherry-Picking Scheme at Investment Firm

3 days ago - SEC.gov Updates: Press Releases

FOR IMMEDIATE RELEASE2013-90 Washington, D.C., May 16, 2013 — The Securities and Exchange Commission today charged a father and son and their Chicago-area invest...

News: CFTC: Federal Court In Florida Orders Defendants Philip Milton And Trade, LLC, And Four Relief Defendants To Pay Millions In Restitution, Disgorgement, And Civil Monetary Penalties For Operating A $28.4 Million Ponzi Scheme

3 days ago - News Articles

The U.S. Commodity Futures Trading Commission (CFTC) today announced that Judge Daniel Hurley of the U.S. District Court for the Southern District of Florida entered supplemen...

News: Opening Statement Of CFTC Commissioner Jill E. Sommers To Consider Final Trade Execution Rules And Anti-Disruptive Trading Practices Guidance Pursuant To The Dodd-Frank Act

3 days ago - News Articles

Thank you Mr. Chairman. This is a momentous day for the Commission and market participants because we are finalizing long-awaited trade execution rules, and also for me person...

News: SEC Names Lona Nallengara As Chief Of Staff

4 days ago - News Articles

The Securities and Exchange Commission today announced that Lona Nallengara has been named the agency’s chief of staff. Mr. Nallengara came to the SEC in March 2011 and ...

News: SEC Names Keith F. Higgins As Director Of Division Of Corporation Finance

4 days ago - News Articles

The Securities and Exchange Commission today named Keith F. Higgins as the new director of the agency’s Division of Corporation Finance. Mr. Higgins comes to the SEC fro...